Intermediaries (No. 17), dated 21 March 2024: (https://publish.sec.or.th/nrs/10159s.pdf).
Secretary-General, overseeing the Legal Division and the Enforcement Division; 2. Ms. Jomkwan Kongsakul, Deputy Secretary-General, overseeing the Intermediaries Supervision and Market Division, the
bond liquidity, investors’ knowledge on debt securities, intermediaries and market professionals’ duty performance, the development of shared infrastructures and market database, and high-risk debt
capital market intermediaries including fund distributors, e.g., banks, to explore cross-border opportunities and build mutual understanding in the matter. Additionally, SEC has closely cooperated with
._______________________ Remark : *Blockchain is a decentralized database system with a mechanism to have transactions without intermediaries. ** Fiat
management and securities business financing. Additionally, to promote fair competition or level playing field among business operators in the capital market, derivatives intermediaries would also be allowed
Companies and Derivatives Intermediaries dated 6 September 2013.** According to the Electronic Transactions Development Agency (ETDA)’s recommendation on Digital Identity Guideline for Thailand
between Hong Kong and Thailand. More importantly, it will promote the competitiveness of local intermediaries in the international arena while enriching the types of fund products offered to investors.” Ms
, foreign issuers issuing baht bonds must seek approval from the SEC in accordance with the specified criteria, such as qualifications of foreign issuers, requirements on financial advisors and intermediaries
and responsibilities of intermediaries, and (3) promotion of investors? roles in perusing disclosed information before making investment decisions. The amended regulation is expected to promote entry of