in connection with a loan, a return of the loan, a deposit of collateral or a return of collateral; (4) keep data and prepare report related to the borrowing and lending of securities in accordance
notification can keep the client’s assets into its custody. Such custody of assets must be only for institutional investors or non-provident fund clients with the securities and assets of more than one million
Office. Clause 11. The custodian granted with an approval under this notification can keep the client’s assets into its custody. Such custody of assets must be only for institutional investors or non
containing details on providing services to customers outside prescribed office hours and not on premises of the head office or branch office, as the case may be, for every calendar year and shall keep the
hours and not on premises of the head office or branch office, as the case may be, for every calendar year and shall keep the report at the head office for the period of no less than five years as from
, specifically, in the case where credit rating assessed by other credit rating agencies is changed. Derivatives broker shall make and keep explanation of reasons supporting the selection of credit rating for
agencies is changed. Derivatives broker shall make and keep explanation of reasons supporting the selection of credit rating for inspection made by the SEC Office. Clause 8 A derivatives broker shall monitor
meeting must keep a copy of the summoning notice and its related documents as evidence, which may be stored in electronic data format. If at least two committees requested for a meeting, the chairman should
ourselves to keep afloat according to our business plan, as we embark on identifying new potential business opportunities in Malaysia. Tamonwan Narintavanich (Chief Financial Officer)