securities firms, investor contacts and clients. Strict rules must be complied and securities firms must put in place necessary systems and tools for maintaining records of clients orders that include voice

manipulate the share price of S.E.C. Auto Sales and Services Plc. (SECC) during September 12- November 24, 2008.  All said trading activities took place in concealment to mislead the public to believe that the

offenders through trading accounts of different persons. Such tradings took place in concealment to mislead the public to believe that the trading volumes were substantial or the share prices genuinely

6 December 2007 1 | P a g e Pace Development Corporation Public Company Limited 87/2 CRC Tower All Seasons Place, 45th Floor, Unit 3, Wireless Road, Lumpini, Pathumwan, Bangkok 10330 Tel. 66 2 654

Fax. - 5. MACQUARIE SECURITIES (THAILAND) LIMITED 28TH FLOOR CRC TOWER, ALL SEASONS PLACE, 87/2 WIRELESS ROAD LUMPHINI, PATHUM WAN, Bangkok 10330 Tel. 0-2694-7999 Fax. 0-2694-7878 6. MAYBANK SECURITIES

by the SEC. “originator” means a person that transfers or will transfer an asset to or places or will place an asset with a special juristic person https://www.sec.or.th/TH/Documents

. “originator” means a person that transfers or will transfer an asset to or places or will place an asset with a special juristic person https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate

. 0-2618-1599 Fax. 0-2618-1597 BANGKOK LIFE ASSURANCE PUBLIC COMPANY LIMITED BANG KAPI, HUAI KHWANG, BANGKOK 10310, THAILAND Tel. +66 2777 8000 BANK OF AMERICA NATIONAL ASSOCIATION ALL SEASONS PLACE CRC

volumes. Such behaviors took place during 25 – 31 August 2515 (including five business days) and during 19 – 21 October 2015 (three business days), misleading the general public into believing that during

frequency of board meetings, for which  the minutes of meeting had been submitted to the SEC competent officers during the inspections, but the meetings did not actually take place; (3) had lacked fit and