) Photocopy of the latest inspection result or report issued by all of the following parties (if any); - the audit oversight authority - professional body - network firm - firm’s internal monitoring Signature
company (AMC) shall have fiduciary duty to protect the interest of unitholders. In so doing, AMC shall lay out a policy for preventing and monitoring any act that https://www.sec.or.th/EN/Pages
-2565.pdf ชีเ้วลาทีเ่กิดพฤติกรรมผดิปกติ รวมทัง้ ได้พัฒนาระบบ Digital Asset Monitoring ในส่วน offsite model การติดตามข ้อร ้องเรียน เพื่อเพิ่ม ประสิทธิภาพการกากับดูแลผู ้ประกอบธุรกิจสินทรัพย์ ดิจิทัล
ผลิตภัณฑ์กองทุนรวมและการทำหน้าที่ของตัวกลางในการเสนอขายหน่วยลงทุน (Product and Distributor Monitoring) ประกาศ ณ วันที่ 2 มีนาคม พ.ศ. 2560
in the capital market through continuous regulatory measures and developing standardized regulations that enable effective monitoring, prevention, and risk mitigation, for example, the forthcoming
according to the clients’ intention. The SEC emphasizes the importance of monitoring the operations of business operators to ensure that they comply with all governing rules. In this case, Zipmex clients may
biodiversity policy, emphasizing the need for businesses to prepare for future policies and regulations, particularly regarding biodiversity-related disclosures. Pornruthai Chotivijit, a Monitoring
the 2022 financial statements of STARK. The public can rest assured that the SEC strictly enforces the law within its authority, while also continuously coordinating and monitoring progress with the DSI
nor given an SEC approval, to oversee company policies including the monitoring of day-to-day operations and had failed to observe the company’s charter of the board of directors in relation to