share price and trading volume against normal market conditions. In this regard, SEC has found that one of the factors for such trading irregularity was that the true free float of DELTA shares was low

country as well as the additional requirements specified in the MoU and such mutual fund shall be offered through local distributor(s) approved by the host country. In this regard, the supervisory

signing is a good beginning for closer cooperation with regard to monitoring of businesses entering the rehabilitation or bankruptcy process. It will also strengthen enforcement efficiency and human

with regard to the approval of invoice issuance, expenses, payments, selection of service providers, and compliance with local rules and regulations. The SEC has therefore instructed CHUO to cooperate

. In this regard, the cornerstone investors are major investors in the category of institutional investor, both domestic and international, such as financial institutions, insurance companies, mutual

securities or entering into derivatives contracts, and a bar from serving as directors or executives of securities issuing companies or securities companies.In this regard, since the offenses relating to

planning and investment. In this regard, the SEC welcomes investors and related parties to utilize information and services via this platform, such as assessment of the adequacy or the need of savings

approved, in which case ADAM will have to deduct the payment of such expenses from the deposit of 18.5 milion baht. In this regard, the Board of Directors and the Audit Committee view that the proposed

{G}, they failed to record some of client trading orders correctly and completely.  In this regard, the SEC revealed their inappropriate actions and recorded such demerits for future reference if

Securities and Exchange Act B.E. 2535 (1992) (SEA). The Settlement Committee, therefore, imposed a penalty fine of 80,995,415.67 baht on him.In this regard, the SEC appreciated cooperation and assistance