client and the execution of transaction for client to prevent the use of fund management business as a vehicle for money laundering provided that the policy on such matter should be in accordance with the

that the policy on such matter should be in accordance with the notification prescribed by the Office Re: Measures on Prevention of Money Laundering and Terrorist Financing in Securities; (5) The

Company’s Extraordinary Shareholders’ Meeting No.1/2018, especially a matter concerning conversion period, interest rate, conversion price, and conversion ratio, as described in Summary of Key Terms and

executive officer, shall be subjected to an outline as approved by the Company’s Extraordinary Shareholders’ Meeting No.1/2018, especially a matter concerning conversion period, interest rate, conversion

chief executive officer, shall be subjected to an outline as approved by the Company’s Extraordinary Shareholders’ Meeting No.1/2018, especially a matter concerning conversion period, interest rate

assigned matter until the maturity date (11) there is no reasonable ground to suspect that the regulator of the capital market of the country wherein the foreign entity is established is unable to provide an

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

subsidiary of the Company, which has operated its television channel in fully integrated functions, no matter what producing, providing TV programs, and selling airtime in the field of news, entertainment, and

rating action the matter, application of the credit rating methodology, decision-making activities (e.g., the operation of a rating committee), interaction with the rated entity, obligor, originator

matter from the calculation base; and (3) to appoint an independent financial advisor (IFA) to give an opinion on the transaction and submit such opinion to the Office of the SEC Office, the SET and the