business operations in accordance with relevant rules, conditions and procedures. Therefore, pursuant to Paragraph 1 of Section 35 of the Emergency Decree, the SEC Board at a meeting on 11 January 2024
issuing company or securities company, as summarized below: (1) Dr. Kumpol shall pay a civil penalty, a compensation at an equal amount to the benefit that should have been received, and a
Following a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that on 2 August 2019, PPPM disclosed through the SET’s Electronic Listed Company
Supervisory Board No. Tor Jor. 20/2561 Re: Rules, Conditions and Procedures for Disclosure of Mutual Funds and Real Estate Investment Trusts or Infrastructure Trusts ________________ By virtue of Section 16/6
Meeting. - The transaction as started above would be within scope of rules and procedures and disclose of the information and operation of the listed company concerning the acquisition and disposition of
: “ intermediary ” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
Office shall conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public and shall inform the Company of any observation from the due
Electronics (Thailand) Public Company Limited (the “Company”) No. 4/2018 was held on Nov 12, 2018 and the following resolutions were passed: 1. The Board of Director approved the Company’s plan to construct 2
December 2008, the Office hereby issues the following regulations: Clause 1 A company wishing to offer for sale of newly issued share warrants and underlying shares to the public shall file with the Office
offenders, namely (1) Miss Yuwadee Wachiraprapa, (2) Mrs. Ananya Ruangsakvichit, (3) Mrs.Kingkarn Smitananda, (4) Miss Narumon Mangtab, (5) Beyond Securities Public Company Limited (BYD) or AEC Securities