related to financial statement manipulation. This case is under consideration by the court of first instance. SEC Act S.312 306 in conjunction with 315 Criminal Complaint Filed with an Inquiry Official
statement manipulation. This case is under consideration by the court of first instance. SEC Act S.312 306 in conjunction with 315 Criminal Complaint Filed with an Inquiry Official Dated 06/07/2023
Bangkok, February 21, 2012 - The Appeal Court overturned the judgment of the Court of First Instance on November 24, 2006 that dismissed Theeratchanon Lapvisutisin, former Managing Director and
): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date
: ...................................................... (…………………………………………….) Authorized person Date: ......................................... Remarks: 1. In case of authorization for submission of documents, a power of attorney is required. 2. In case of a juristic person, the
from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
: Case 1: Committing a fraud by misappropriating IEC assets through a purchase transaction of IEC Sakaeo 1 Co., Ltd. (SK1) shares at the amount of 345 million baht. Suthin and Charuwan sold the shares and
in any particular case. If an offender fails to pay a civil penalty, in full or in part despite already agreed upon, or refuses to comply with a civil sanction, the SEC may seek the Civil Court's