broker intends to share the branch manager with other full-service branch offices such derivatives broker shall submit the application together with document evidence showing the details of plans for
with document evidence showing the details of plans for management and supervision of the operation of the full- service branch offices managed by the same manager. The Office shall consider and notify
documents is of the exact documents to which I have certified, I have hereby signed an initial or a signature on each and every page of the documents and the amendments thereto. Accordingly, any document
_____________________________________________________________________ 4. I/We affirm that the offering document/prospectus and the information of the ARFP Passport Fund will be disclosed and distributed without delay to members of the Passport Fund/ Regulated CIS
relating to the scheme which the CIS operator wishes to disclose to investors; (b) receiving notice, order, summon or any other document on behalf of the scheme or the CIS operator. Clause 6 For the purpose
employees who require to access document and data from the Company’s central operating system are allowed to come in head office from time to time to reduce the possibility and risk of COVID-19 infection and
Enterprise Content Management System (ECM), the central document database that is safeguarded with proper security measures and access control. 2. Place for Retention The personal data will be retained in
submit the application and supplementary documents together with two sets of such document copies to the SEC Office in accordance with the format and procedures specified in the electronic work system of
Person Registration or Incorporation Document of Audit Firm with which the Applicant is Affiliated and Shareholders’ List Original: 0 copy Photocopy: 1 copy Remark: Sign to certify on every page by the