e-service Online Submission See canceled document Derivatives Advisors >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act

e-service Online Submission See canceled document Limited BDU >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act

e-service Online Submission See canceled document Securities Underwriter Business >> Securities Dealing (Section 114)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Underwriter Business >> Securities Underwriting (Section 116)   Type Title Section See Document Status Notified Date Effective Date 1. Act

collect information in a way that does not directly identify anyone. For more information on how these cookies work, please see our Cookies page. Save and Close See canceled document Mutual Fund

collect information in a way that does not directly identify anyone. For more information on how these cookies work, please see our Cookies page. Save and Close See canceled document Private Fund

collect information in a way that does not directly identify anyone. For more information on how these cookies work, please see our Cookies page. Save and Close See canceled document Derivatives Fund

Conduct containing the following measures: 1. QUALITY AND INTEGRITY OF THE CREDIT RATING PROCESS A. Quality of the Credit Rating Process 1.1 A CRA should establish, maintain, document, and enforce a credit

. Sincerely yours, , (Mr.Chatchai Pokogwai) Managing Director Attached Document No.1 1 Information Memorandum on the Acquisition of Assets (Class 1) and the Entry into Connected Transaction of Nation

of the SEC Office □ Supporting document items are completed. □ Supporting documents items are not completed, and shall request for additional supplementary document as follows; 1