ของผู้ลงทุนอย่างมีนัยสำคัญด้วย นอกจากนี้ ก.ล.ต. และตลาดหลักทรัพย์ยังได้ร่วมกันจัดทำโครงการ one-stop service ที่กำหนดให้มี Relationship Manager ที่เป็นพนักงานของตลาดหลักทรัพย์ทำหน้าที่ให้คำแนะนำเกี่ยว
manager, failed to supervise his subordinates ({B}, {C} and {E}) in performing their duties causing the aforesaid wrongdoings in violation of law on securities and exchange and relevant rules; classified as
approval as securities investment consultant and banned him from re-entering the capital market and performing duties as a branch manager for any business in the industry for 10 years. Since the period of
manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions
ตอบ : 17/04/2563 คำถาม : 1. การดำเนินการแก้ไขเปลี่ยนแปลงข้อความในสัญญา Reit Manager Agreement (RMA) ในส่วนค่าธรรมเนียมบริหารอสังหาริมทรัพย์
of Mrs. Supritha Pai Kasturi, PTL’s Senior Manager - Finance & Accounts who also knows the inside information. Mr. Amit acknowledges the in buying of PTL shares using inside information and
Mr. Anurag Baheti Mr. Anurag Baheti, Senior Manager - Finance & Accounts of Polyplex (Thailand) Public Company Limited (“PTL”), knows the information on PTL’s performance in the consolidated and
inside information given to her by Miss Jeeraporn Buranaruk, who was assistant auditor holding the senior manager position of another audit group. Mr. Warot and Miss Jeeranan jointly purchased securities
operation, reputation, position and results of operation of the intermediaries. “manager” means a person who is designated by the board of directors of intermediaries to be the highest responsible supervisor