. # # # * (a) Commercial banks, (b) proprietary securities companies, (c) insurance companies, (d) government agencies and state enterprises under the law governing budgetary procedures or other juristic persons
Office of the Securities and Exchange Commission (SEC Office) In this Application, we Full name (in Thai) Full name (in English) Passport No. E-mail Address Mobile phone Status of the Applicant General
and Thailand _________________ By virtue of Paragraph 2(1) of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E
damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and Exchange Commission No. SorKhor/Nor. 10/2552 Re: Rules, Conditions and Procedures
Following a referral from the Stock Exchange of Thailand (SET) in August 2016 and the SEC’s further investigation, it was found that Mrs. Vally Sungsiri and Miss Sunisa Chutinaton conspired together
, and securities depository center in accordance with Section 206 and Section 222 of the Securities and Exchange Act B.E. 2535 (1992) (SEA).* The Meeting also approved the principles for amending the
against securities and exchange law. This seminar is the starting point to help lawyers to be preparedness and extend their ability to advocate or advise investors on legal requirements and procedures
The SEC has received, from the referral of Stock Exchange of Thailand (SET), the case presumed to be price manipulation of MORE shares. In addition, the ECD has received, together with related
Bangkok, March 5, 2015 ? The ASEAN Capital Markets Forum (ACMF) announced that the Securities Commission Malaysia, the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission