as having measures for emergency matters whereby procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients

platforms such as social media channels to deceive the public through various means. For example, false advertising to solicit investments in non-existent assets, deluding investors with exaggerated high

กับ ผลิตภัณฑ์หรือให้ค าแนะน าทั่วไป (general advice) แก่ผู้ลงทุนเท่านั้น ส่วนการแนะน าการลงทุนแบบ specific advice อาจจะน าไปสู่การชักชวน (solicit) 4 เร่ือง ความเห็นของผู้ประกอบธุรกิจ ความเห็นของส า

public and the securities known by its business operation; “investor contact” means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities

securities which is not reveal to public and the securities known by its business operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the

operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities company undertaking securities business. Investor

have contact persons with investors, subject to approval of the Office, to sell investment units or to solicit customers or to prepare investment plans for customers. Any person so approved by the Office

Office, and arrange to have contact persons with investors, subject to approval of the Office, to sell investment units or to solicit customers or to prepare investment plans for customers. Any person so

with investors, subject to approval of the Office, to sell investment units or to solicit customers or to prepare investment plans for customers. Any person so approved by the Office must possess

offeror of such outbound product : (1) organizing a roadshow for the general investors to meet directors or executives of the issuer or the offeror of the outbound product to solicit the investors to invest