rectification requirements. Consequently, the SEC Board resolved to propose the revocation of Zipmex’s digital asset exchange and broker licenses for the Minister of Finance’s consideration. The SEC Board also
Capital Market dated June 3, 2014, which would be subject to revocation of an approval as fund manager and setting the period for acceptance of re-application for approval as capital market personnel for
securities business | - |- Registered Capital (Section 96) | - |- Revocation of License (Section 147) | - |- Decrease in Registered Capital (Section 98(1)) | - |- Fees (Section 14, 19) |- Business Conduct
securities business | - |- Registered Capital (Section 96) | - |- Revocation of License (Section 147) | - |- Decrease in Registered Capital (Section 98(1)) | - |- Fees (Section 14, 19) |- Business Conduct
Capital (Section 96) | - |- Revocation of License (Section 147) | - |- Decrease in Registered Capital (Section 98(1)) | - |- Fees (Section 14, 19) |- Business Conduct | - |- Securities Dealing (Section 114
|- Advertising (section 98(10)) |- Statutory Disqualifications for Management (section 103) |- Management Approval and Revocation (section 104) |- Accounting and Records (section 105) |- Audited Financial
digital tokens as it has not been approved by the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7342 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance
approved by the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7342 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Bangkok
digital tokens as it has not been approved by the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7342 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance
?SECID=7648 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Bangkok, 23 February 2024 – The Securities and Exchange Commission