continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a
’ fundraising, the SEC has proposed amendments to the relevant regulations, with the key points as follows: (1) Amend the regulations on the qualifications of issuers that use proceeds in a manner
implement these measures in a timely and practical manner. A working group was also established to further discuss details of the initial measures.
commercial banks’ regulatory capital requirements (Basel III Instrument) with regard to an offer for sale in the same manner. The insurance capital bond regulations will become effective on 8 January 2021
client and acted irresponsible for the consequence of her action. The SEC probed into the case and found that {A} had made trading decision for such client in a manner that executing orders prior informing
percent of its shares in the manner that taking an advantage over other investors due to the use of negative non-public information material to {X1} share price. The said information was about {X1}'s Q1
SALEE shares from April 2 to October 9, 2007. The trading was in the manner that inflated and stabilized the share price as well as matched orders among those accounts. The transactions resulted in
found that on January 7, 2013, Sermkirt, Wichian and Pratheep had colluded to trade PERM shares through their own securities trading accounts. They continuously traded PERM shares in the manner that
November 13-16, 2007, Annop connived or agreed with Kamthorn to trade RS shares in a manner that inflated and stabilized the share price in concealment to mislead the public to believe in the artificially