placed trade orders in Mr. Peeranut’s account in a manner that manipulated the RPC share price, consequently misleading the public about the price or trading volume of the securities – for example, by
manners. For example, sending buy or sell orders for securities, or buying or selling securities in a manner that pushed the prices upward, placing bid offers in a way that obstructed others from placing
regulators’ sustainable finance policies in a congruent manner, and encourages innovative financial products and services, attracting funding towards the achievement of Thailand’s sustainability goals.2
damage client's assets. In case of {C}, the SEC received a report from securities company that had disciplined {C} after findings indicated that he had sent inappropriate trading orders in a manner that
shares from January 9, 2006 to January 25, 2007, the SEC probed into the case and found that Pattanapong had traded ASCON shares through trading accounts of five other persons in the manner that boosting
the board of directors of the digital token offeror in the manner as specified in the notification of the SEC. “ control ” or https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate
dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic https://www.sec.or.th/EN/Documents/ActandRoyalEnactment
that may fall under the category of investment company, and to ensure that their operation does not demonstrate the objective of seeking investment returns for investors in a similar manner to operating
manner. The key points of the amendment are as follows: 1) Extending the reporting period for small transactions involving changes to securities holdings and allowing the consolidation of reports for