include, the following matters: (1) Determination of types and characteristics of investible assets based on principles instead of specific details; (2) Permission for mutual funds to invest in more
market. The rest can invest in other assets investible by debt securities funds and investment in distressed bonds is prohibited; (5) Concentration in corporate bonds of any issuing company must not
acquisition or disposition of securities as specified in Section 246 of the Securities and Exchange Act B.E 2535 (1992) (a so-called every five percent report) and rules on an investment of the funds in
The SEC has initiated an issuance of a notification stipulating rules, conditions and procedures for collecting, disposing, and distributing REIT assets, based upon the Notification of the Capital
bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription
bank, committed wrongful acts against the investor’s assets by using the investor’s subscription money for mutual fund investments for her own interest without executing the subscription transactions
, designing mutual funds according to the investment policy, assets to be invested, payment period, investors’ expectation regarding unit selling, risk monitoring throughout the scheme term, obtaining diverse
Facebook Page ชื่อ Funds Trading : Unlicensed securities and derivatives business (Disclosure Date : 22/01/2024)
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Facebook Page ชื่อ Mutual funds : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)