conforming to terms and conditions as stated [in the trust instrument] for each class as well; (4) in any case, the trust instrument has not to be interpreted in such a way that it is contradiction or
case the outsourcing policy or contract fails to be conforming to the regulations under this Notification, the intermediary shall amend such policy or contract in order to be in accordance with this
into force shall be deemed that the outsourced function thereof is lawful action under this Notification. In case the outsourcing policy or contract fails to be conforming to the regulations under this
construction companies, etc. • For the Modern Trade group, which are the large retail stores, despite the fact that the Government sector has relaxed its measures by allowing such stores to be open conforming to
applicant shall arrange a financial advisor, whose name appears in the SEC Office’s approved list, to jointly prepare an information in a notice calling for shareholder’s meeting in conforming to Clause 12
conforming to the principle of Clause 30 and Clause 38 of the Notification on Standard Conduct of Business . Clause 29 The following products shall be deemed as risky or complex capital market products: (1
capital market products to clients, an intermediary shall comply with the rules prescribed under this Chapter in addition to the general rules so that the provided services thereof are still in conforming
Securities (Thailand) Plc., and revealed non-compliant performance of {C}, for not taping clients' trading orders. Following referral from the Stock Exchange of Thailand indicating that {A} and {B} failed to
”) through twelve securities trading accounts in concealment to mislead the general public to believe that UMI shares were purchased or sold in great volume at that time which was not consistent with the