processing and confirming the redemption orders in violation of the tax terms; (2) In the case of {B}, she was found to sign the redemption orders without double-checking the correctness of
Company (or “MDP”) Transaction Date Within 30 June 2020 (in the process of confirming transaction date) Investment Party Mr. Thomas Frakes and Mrs. Cynthia Frakes are American investors and founders of MDP
transactions executed on behalf of the customer from the time when the order is taken until the transaction is completed; (2) evidence confirming derivatives trading transaction conducted by the customer
master fund to consult the SFC for the issuance of a certificate confirming that the Hong Kong master fund is an MRF- eligible master fund, which meets the eligibility requirements listed in Annex B to the
issuance of a certificate confirming that the Hong Kong master fund is an MRF-eligible master fund, which meets the eligibility requirements listed in Annex B to the SEC Circular (“SFC Eligibility
98.00% of shares, with the installation capacity of 17.25 MW., located at Kurihara area. Miyagi Prefecture, has received a letter confirming the purchase from Tokoku Electric for period of 20 years at FIT
judgement excludes the part confirming the judgement of the Court of First Instance. This case is final in accordance with the judgement of the Appeal Court. SEC Secretary-General Ruenvadee Suwanmongkol