deposit cash into client's account. {A} also used client's account to trade securities on her own benefit with a view to obtaining commission. Her actions caused B2-3 million in damages to the client.{A
evidenced by large amount of related transactions. She then admitted that she took the client's trading orders via mobile phone.The aforesaid actions are in violation of Clause 20(3) of the Notification of
, reporting and disclosure of any actions where conflicts of interest may arise and proprietary securities trading. The consultation paper for draft rules is available on www.sec.or.th. Stakeholders and
participating in Thailand Crypto Expo 2022. The aforementioned actions by XT.COM are deemed to be conducting digital asset business without a license. This case is in the process of inquiry by the inquiry
the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the inquiry
before the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the
, financial relationships and securities trading activities, colluded to manipulate the price and/or trading volumes of Siamese Asset Public Company Limited (SA) shares. Consequently, their actions misled the