, reporting and disclosure of any actions where conflicts of interest may arise and proprietary securities trading. The consultation paper for draft rules is available on www.sec.or.th. Stakeholders and
.com In case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the
case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the
licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the Securities and Exchange Act of 1992. This case is in the process
the interests of the bondholders. However, Mr. Chalanatee failed to give the necessary directives or to take actions required of him. Mr. Cholnatee is therefore responsible for the misconduct arising
participating in Thailand Crypto Expo 2022. The aforementioned actions by XT.COM are deemed to be conducting digital asset business without a license. This case is in the process of inquiry by the inquiry
the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the inquiry
before the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the
, financial relationships and securities trading activities, colluded to manipulate the price and/or trading volumes of Siamese Asset Public Company Limited (SA) shares. Consequently, their actions misled the