channel anytime. {A}'s actions were deemed non-compliance with investor contact's standards of conduct of Clause 14(7) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and

revocation for actions that do not significantly affect operational systems or service delivery.   In any case, digital asset business operators still have the duty to maintain qualifications related to

** had purchased land for a power plant construction in a corrupt manner to seek unlawful gain. The SEC’s investigation revealed actions that could constitute offenses under the Securities and Exchange Act

mislead such client into believing that he had transferred the securities back when in fact he had already sold almost all of those securities.Pongsa?s actions were deemed defrauding, misappropriating or

in buying capital increase shares of those subsidiaries. Although such actions had been approved by either the BSI?s board of director meeting or the shareholders? meeting, there is no evidence showing

Investigation (DSI), Ministry of Justice, for further actions. CIRKIT submitted its financial statements for the years 2003-2005 recording loss of approximately 3.44 billion baht from allowance for doubtful

opening or closing prices of the securities –resulting in unusual increases in the prices and trading volumes of all four securities beyond normal market conditions, etc.Patcharadanai’s actions above were

/2001 2. Notification of the Office of the Securities and Exchange Commission  SorNor. 12/2545 Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of

his employer. The SEC then probed into the case and found from conversation records that Nongun had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with

records that {B} had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with such permission.In performing their duty, an investment consultant can send