supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
trust)—may be managed by entities other than asset management companies (CIS operators). These entities are, however, supervised by foreign securities regulators that are ordinary members of IOSCO
supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace
Must Manage in This Changing World” emphasizes 4 types of challenges that are significant turning points, including the era of quickly shifting technology, the use of benefits from ASEAN becoming
ที่ระดมทุนผ่านหุ้นคราวด์ฟันดิงสำเร็จเป็นรายแรกของประเทศไทย หัวข้อ “ติดอาวุธ SMEs และ Startups ไทยด้วยนวัตกรรมและเทคโนโลยี” และการบรรยายเรื่อง The Journey toward Digital Era โดยผู้บริหารบริษัทสตาร์ทอัพ
create a regional database containing key capital markets information as a tool for market development and future cross-border collaboration. To mark the new era of the Mekong capital market cooperation, a
investor behavior in the digital era. KASIKORN ASSET MANAGEMENT CO., LTD. remained at the top of the mutual fund business. KASIKORN LEASING CO https://market.sec.or.th/public/idisc/Download?FILEID=dat/news
technologies plus varied functions in alignment with investor behavior in the digital era. KASIKORN ASSET MANAGEMENT CO., LTD. remained at the top of the mutual fund business. KASIKORN LEASING CO https
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator