operator fails to comply with the second paragraph, or in the case of repeated non-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the

case of repeated non-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the Minister, upon the recommendation of the SEC, may order the

a accounts faster without the need of a repeated identity proofing process.Mr. Kitti Sutthiatthasil, SET Executive Vice President, Finnet Innovation Network Co., Ltd. And Head of Office of President

accounts to mislead the clients into believing that such amounts were their investment money plus benefits.Afterward, they repeated the same method by persuading the clients to continue investing in order to

one month and publicly disclosed {F}' s inappropriate behaviors in performing duties as investment consultant and keeps such reprimand record for future reference if a breach of duty is repeated.

operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for example, trader codes. Work Areas Personal Data

relating to the financial aspect of business operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for

. 6/2557 Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme   02/06/2014 01/07/2014    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

facilitate development and wider use of financial innovations of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing

use of financial innovations of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access