conditions or operations of such digital asset business operator. If the digital asset business operator fails to comply with the second paragraph, or in the case of repeated non-compliance, the
operator fails to comply with the second paragraph, or in the case of repeated non-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the
case of repeated non-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the Minister, upon the recommendation of the SEC, may order the
a accounts faster without the need of a repeated identity proofing process.Mr. Kitti Sutthiatthasil, SET Executive Vice President, Finnet Innovation Network Co., Ltd. And Head of Office of President
accounts to mislead the clients into believing that such amounts were their investment money plus benefits.Afterward, they repeated the same method by persuading the clients to continue investing in order to
one month and publicly disclosed {F}' s inappropriate behaviors in performing duties as investment consultant and keeps such reprimand record for future reference if a breach of duty is repeated.
Supervisory Board No. Tor Nor. 42/2564 Re: Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the
Investment scheme for retail investors (retail ASEAN CIS) ( Asia Region Funds Passport (ARFP) ( Foreign ETF ( Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand (HK-TH MRF) Sales Report Form for the sale of units of foreign collective investment scheme
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, received an award plaque on behalf of the SEC, in recognition of the organization’s contribution to the network of support for children under