Forms and Procedures for Filing or Changing Information on Issuing Company Directors and Executives

Rules, Conditions and Procedures for Management of Mutual Fund (No. 8)

Rules, Conditions and Procedures for Establishment of Mutual Funds (No. 9)

Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)

Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct

Application Form for Approval of the Offering for Sale of Newly Issued Shares and Procedures for Filing of Application (No. 2)

Notification of the Securities and Exchange Commission KorThor 17/2560 Rules, Conditions and Procedures for Applying for Licenses and Granting Licenses for Operating Securities Clearing House

Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to Experiment and Develop Innovation In

digital asset exchange and digital asset broker, starting from 2 February 2024. In addition, during the suspension, Zipmex is required to:  (1) Rectify its financial condition to ensure compliance with

securities outside the stock exchange if abiding by the regulations, conditions and procedures set by the SEC Office. Earlier, the law prohibited such companies to trade securities outside the stock