operation of TDX. His failure to perform the required duty of his position resulted in the offence committed by TDX concerning the case that between December 19 to 26, 2023, TDX failed to keep customers'

failed to keep customers' digital assets in accordance with the notification of the SEC for 6 days. In this regard, Bitazza did not deposit customers' digital assets with digital asset depository

Orbix failed to keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets with digital asset

BO’s failure to keep customers' digital assets in accordance with the notification of the SEC between July 14 and 17, 2024. In this regard, BO did not keep the assets in its cold wallets, digital

liable for BO’s failure to keep customers' digital assets in accordance with the notification of the SEC between July 14 and 17, 2024. In this regard, BO did not keep the assets in its cold wallets

securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many

as put in a sealed envelop. · The user who receiving the default password or receiving a new password should change the password instantly. · The user should keep the password secret. In case of

to the user strictly and safety such as put in a sealed envelop. ▪ The user who receiving the default password or receiving a new password should change the password instantly. ▪ The user should keep

investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives

Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the