failed to keep customers' digital assets in accordance with the notification of the SEC for 6 days. In this regard, Bitazza did not deposit customers' digital assets with digital asset depository

Orbix failed to keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets with digital asset

BO’s failure to keep customers' digital assets in accordance with the notification of the SEC between July 14 and 17, 2024. In this regard, BO did not keep the assets in its cold wallets, digital

liable for BO’s failure to keep customers' digital assets in accordance with the notification of the SEC between July 14 and 17, 2024. In this regard, BO did not keep the assets in its cold wallets

securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many

investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives

Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the

คอร์รัปชัน(Anti-corruption Progress Indicator : "Indicator") นั้น สำนักงานขอเรียนว่า ผลการประเมิน Indicator ของผู้ประกอบธุรกิจทุกรายจะเปิดเผยบนเว็บไซต์ของสำนักงานประมาณเดือนกันยายน 2558 ทั้งนี้

, there was no indicator to help clearly assess progress of developing either of them.  The SEC therefore supports Thaipat Institute to develop the first progress indicators in Thailand, in line with

ก.ล.ต. สนับสนุนสถาบันไทยพัฒน์เปิดเผยผลประเมินความคืบหน้าในเรื่องการป้องกันการมีส่วนเกี่ยวข้องกับคอร์รัปชันสำหรับบริษัทจดทะเบียนไทย (Anti-corruption Progress Indicator) ประจำปี 2558 พบบริษัทจดทะเบียน