necessary. Clause 4. In addition to the material information of the contract that should be identified as agreed upon by counterparties, the securities registrar shall include the following contents in the
initiating after the market closing time shall be deemed as it is initiating in the next business day. Clause 3 A derivatives broker shall at least include the following information in the confirmation
trading initiating after the market closing time shall be deemed as it is initiating in the next business day. Clause 3 A derivatives broker shall at least include the following information in the
for sale of investment units to increase registered capital of a mutual fund, the particulars and information required in paragraph one shall be up-to-date, and the prospectus shall also include the
features and the risks involved in trigger fund investment.The notifications* regarding such amendments will come into force on 1 October 2016.SEC Secretary-General Rapee Sucharitakul said: ?The purpose of
1 At JSP 067/2561 (OOP) 14 June, 2018 Subject Notifications of the connected transaction-borrowing from connected person, Appointment of Director replace the directors that were resign before the end
functions are performed for any third parties or for the trustee, securities companies, commercial banks or financial institutions established under specific law, and shall include the person performing duty
that the management company shall comply with the commitment, the mutual fund scheme, the Securities and Exchange Act B.E. 2535 (1992) as well as the Notifications, Rules and Orders issued by virtue of
___________________________________ By virtue of Section 81 of the Securities and Exchange Act B.E. 2535 (1992) , the SEC Office hereby issues the following regulations: Clause 1 The following Notifications shall be repealed: (1) the