Understanding (MOU) on Expedited Review Framework for Secondary Listings.The Expedited Review Framework is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The
incorporated companies in Thailand and other ASEAN members, simultaneously or in proximate period, under the ACMF framework. The issuers will be allowed to file with the SEC disclosure documents using ASEAN
/2003 2. Notification of the Securities and Exchange Commission 32/2545 (Synopsis) 28/03/2002 16/04/2002 3. Notification of the Securities and Exchange Commission 47/2540 31/12/1997 31/12/1997 4
The enhancement of fund managers’ duty performance in accordance with I-Code** will be supported by Thailand ESG Data Framework – an initiative under the AIMC Three-Year Sustainable Roadmap. The
meeting aimed to communicate the expectations, revised regulatory framework, and the operational guidelines for the compliance unit of ICO portals. Approximately 30 participants attended, including senior
Measurement and Management Framework in Business and Investment Strategies” with an aim to move forward the Thai capital market’s sustainable development and promote the private sector’s compliance with the UN
. Daniele Berna-Ost - CSSF Secretary-General and team. Both parties achieved an agreement to arrange a cooperative framework on fintech for exchange of information involving major developments and issues on
Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 3. Notification of Capital Market Supervisory Board TorThor. 23/2553 Rules for Undertaking Derivatives Business for Licensed
challenges in applying the guiding principles framework and to promote discussions, exchange of ideas and cooperation on various issues relating to business and human rights. SEC’s
. Notification of the Securities and Exchange Commission KorThor/Nor/Khor 4/2548 Qualifications and Other Prohibited Characteristics of Executives of Securities Companies (Synopsis) 17/01/2005 01/03/2005 2