https://www.sec.or.th/EN/Pages/LawandRegulations/MarketProfessionals.aspx English (United States) Personels Operators Registered Persons Investment Consultant Fund Manager Wealth Advice for All A Settlor
Manager Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary https://www.sec.or.th/EN/Pages/LawandRegulations
adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen investor
director and the manager. Additionally, these appointees will be required to participate in the SEC-recognized corporate governance training. If the authorized director or manager of DA operators has never
: * Consisting of the laws and regulations concerning the undertaking of mutual fund management business, private fund management business, derivatives fund manager and digital asset fund manager. ** Companies
therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
/2019 on May 10, 2019, therefore, approved this joint project with the SET whereby IAA will be the project manager and qualified securities companies will produce more securities research reports on small
involved with the capital market to ensure protection of the market's best interest, and the SET manager shall be ex officio board member. The directors, except the SET manager, shall hold office for a
for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing