way that may cause a lack of independence in acting as the fund supervisor. Clause 4. Prior to the effective date of this Notification, any persons who act as a fund supervisor shall continue its
from the date on which the claimant knows or should have known of the cause of such dispute and not more than one year from the date on which the dispute occurred except where the Office deems it
occurred not more than six months from the date on which the claimant knows or should have known of the cause of such dispute and not more than one year from the date on which the dispute occurred except
that the securities company is able to demonstrate establishment of the organizational structure which does not cause conflicts of interest or provision of an effective measure to prevent such conflicts
which does not cause conflicts of interest or provision of an effective measure to prevent such conflicts of interest. In the case where an executive holds a position required to work on a full- time
million, which increased by Baht 12.66 million, or 48%,. The main cause was more commission income in of 2018, which increased by Baht 13.40 million. 1.4 Operational profit and net profit (Unit: Million
cause loss in gross profit (3) Expense Year 2018, company and its subsidiaries have total expenses of 3,311.82 Million Baht or 381.85 Million Baht increased from year 2017 as total expenses of 2,929.97