comparison indicating maximum, minimum and average returns among mutual funds in the same category and will thus serve as useful information for making investment decision. The proposed rules classify mutual
Bangkok, August 13, 2013 ? The SEC is seeking public comment on draft amendments to the rules governing fund investment in Greater Mekong Subregion (GMS) to wider variety of investment choices. The
Bangkok, February 13, 2013 ? The SEC is seeking public comment on draft amendments to the rules governing the proportion of investment unit holdings in mutual funds for general investors (retail
and January 20, 2025, Merkle failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL
/2557 Rules on Appointing Independent Director of an Intermediary 03/06/2014 01/07/2014 2. Circular 13/2544 22/02/2001 Report/Form (Notification of Securities and Exchange Commission) Request
e-service Online Submission Business Operation Rules >> Type Title Section See document Status Notified Date Effective Date 1. Circular 13/2544 22/02/2001 Report/Form (Notification of
December 2020. In the following year, the SEC revised the disclosure rules by requiring listed companies to disclose information on their environmental, social and governance actions, including climate