knowledge and understanding of cryptocurrency. In case of unqualified investors, investment through a licensed digital asset fund manager would be allowed, and (2) Digital asset business operators would be
. Andrew Beirne, Economic and Prosperity Counsellor and UK Permanent Representative to UNESCAP Ms. Chalisara Suparat, Prosperity Fund Programme Manager Ms. Boonyarat Kittivorawut, Country
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that
Fund Manager : DF) โดยวัตถุประสงค์ของการปรับปรุงครั้งนี้ เพื่อให้เกิดความคล่องตัวในการประกอบธุรกิจและปรับปรุงระยะเวลาการให้ความเห็นชอบ เพื่อให้สามารถปฏิบัติตาม พ.ร.บ. การอำนวยความสะดวกในการพิจารณาอนุญาต
Sungwalram(4) Ms. Thanaporn Suwannapong (also branch manager)(5) Mrs. Pranee Rodyindee and(6) Ms. Dok-or ChotanaThe SEC's findings have also revealed that two other investment consultants, namely (7) Ms
to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in
REIT trustee must be independent from REIT manager. For the participation in REITs related businesses, such as underwriting or financial advisory service, a Chinese wall to prevent conflicts of interest
management to seek the SEC approval for becoming a REIT manager. The proposed REIT regulations would be more relaxed and flexible than the current ones governing property funds (Type 1). For instance, the unit
Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February
Miss Wacharee Unnoppetchara Miss Wacharee Unnoppetchara, former director and purchasing manager of Agro Industrial Machinery Plc. (AMAC) (Presently Max Metal Corporation Plc. (MAX)), together with