protection of human rights and in compliance with international codes of ethics, and (4) operating with transparency and having a fair procurement system against frauds and bribery. “SEC gives an
be useful for policy making with regard to exchange rates and financial system in an effective and timely manner.The SEC therefore proposes to revise relevant regulations to require securities
remediation plan to prevent recurrence of similar incidents. In any case, the detected deficiencies will be considered in detail when the SEC reviews KPMG’s audit quality control system
Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies. The paperless
awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the
: (1) 100 million baht for undertaking securities business with the obligation towards clearing and settlement system; (2) 25 million baht for undertaking securities
System within 30 days.
period where dividend to be paid is lower than 0.25 baht per unit. In addition, to prevent any impact? from the revision, the SEC will allow asset management company to prepare the operating system and
the clarification through the SET Electronic Information System within seven days. SEC Secretary-General Rapee Sucharitakul said: "Managing timely debt repayment is a serious matter. Earlier this year
special audit report and disclose the information promptly through the SET Electronic Information System because the audit issues could affect the accuracy of the financial statements and could widely