issuers sufficient period of time to prepare themselves. SEC has published a hearing document on the above matter on SEC website, available at: www.sec.or.th/hearing. Any involved or interested
, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators
this situation happens.SEC disseminates the public hearing document about this issue at SEC website: www.sec.or.th/hearing. Any related and interested parties are welcome to make comments on the
disseminates the public hearing document about this issue at SEC website: http://capital.sec.or.th/webapp/phs/upload/phs1525247850hearing_16_2561.pdf . Any related and interested parties are welcome to make
securities or derivative contracts, which must be consented to by the clients. SEC has made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties may
markets.Thus, SEC intends to hear comments at a broader level to ensure the regulatory revision is the most appropriate and efficient and also disseminate the public hearing document at www.sec.or.th/hearing
intends to hear comments at a broader level to ensure the regulatory revision is the most appropriate and efficient and also disseminate the public hearing document at SEC website: www.sec.or.th/hearing
processing;(5) Have a data protection and governance;(6) Disclose the scope and limitations of services to the investors. SEC publishes the public hearing document on this issue at SEC website
another extension of 20 more days to allow time for the auditor to receive the document verificaiton from a thrid party. The SEC has therefore postponed the deadline to 28 March 2017. KC must also disclose