dated 4 June 2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “executive” means a manager or an authorized management person; (2) “manager” means a person
ออสเตรเลีย ญ่ีปุ่น เกำหลีใต ้นิวซีแลนด์ และไทย 1 เช่น เป็น CIS operator ท่ีอยูภ่ำยใตก้ำรก ำกบัดูแลโดยหน่วยงำนก ำกบัดูแลของประเทศตน (home regulator) โดยมีตวัแทนขำยในไทย (local intermediary) ท ำหนำ้ท่ีรับผดิชอบ
of the outbound product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is
nature and biodiversity stemming from their operations.Furthermore, the SEC is the second global and the first Asian regulator to have joined the forum. Through the implementation of the TNFD
characterized as a collective investment scheme (CIS)*, whose CIS operator is under the supervision of a foreign securities regulator that is an ordinary member of the International Organization of Securities
การนี้ ก.ล.ต. ได้ร่วมแสดงความยินดีต่อหน่วยงานกำกับดูแลตลาดทุนของประเทศกัมพูชา (The Securities and Exchange Regulator of Cambodia) ที่จะดำรงตำแหน่งประธาน ACMF และเป็นเจ้าภาพในการจัดประชุม ACMF ในช่วงปี
the capital market is part of the mission of the SEC as the capital market regulator. In doing so, we take every relevant element into consideration and institutional investors play an important role in
its protection coverage extends across the board. Having a regulator involved in investor protection, particularly having an investor protection fund in the Thai capital market, means that the
with a total value of 15 million baht or more* has to store clients’ digital assets with foreign digital asset custodians not subject to Thai law and supervision of the Thai regulator. In addition