a statement of consent to the civil sanction and fully complied therewith, as follows: (1) Pinit paid a civil penalty of 880,312.50 baht and a compensation of 704,250 baht for the received benefit
benefits from investors by abusing their duty performance no matter with or without clients? consent, and must not ask for or accept any special benefit other than what is properly earned from the securities
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person authorized in writing from the
, by and with the advice and consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc ACT-SEA1992-AMENDED.PDF
Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc ACT-SEA1992
consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc ACT-SEA1992-AMENDED.PDF (Translation) Securities and Exchange
civil sanctions in (b), as imposed by the CSC, will commence when the offenders sign a letter of consent, agreeing to comply with the civil sanctions or when the periods of prohibiting the holding of
), as imposed by the CSC, will take effect when the offenders sign the letters of consent, agreeing to comply with the civil sanctions or when the periods of prohibiting the holding of director or