Orbix failed to keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets with digital asset

May 15, 2020. In this regard, Mr. Prompong has the duty to prepare and disclose a report regarding his holding securities and the chances to such holding [From 59-2] within May 20, 2020. However, Mr

regard, Mr. Prasarn has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within March 11, 2020 and 10 June 2020 However, Mr. Prasarn

regard, Mr. Phongthon has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within March 19, 2020. However, Mr. Phongthon prepared and

Mr. Raj tanta-nanta between June 1, 2020. and December 12, 2023. Mr. Raj tanta-nanta a director of SKY ICT Public Company Limited has changed his securities holding. In this regard, Mr. Raj has the

changed his securities holding. In this regard, Mr. Niran has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within 24 March 2020

securities holding. In this regard, Mr. Ratch has the duty to prepare and disclose reports regarding his holding securities and the changes to such holdings (Form 59-2) within 17 March 2020, 18 January 2021

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL'

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were

November 25, 2024, Bitazza failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza insufficiently provided the KYC/CDD system to ensure that