selection of a custodian agent to ensure that the custodian agent has system ready to keep assets into its custody; □ (3.8)** System to coordinate with the custodian agent to ensure that the applicant can
system ready to keep assets into its custody; □ (3.8)** System to coordinate with the custodian agent to ensure that the applicant can perform its duties accurately as a custodian; □ (3.9)** System to
, so as to ensure compliance with this Notification, the anti-money laundering legislations, the internal policies and procedures, and the Securities Industry Association Guidelines, and to keep up with
Notification, the anti-money laundering legislations, the internal policies and procedures, and the Securities Industry Association Guidelines, and to keep up with new money laundering and financing of terrorism
interest of investors. (3) disclose or provide important and relevant information sufficient for investors’ decision making; (4) keep investors’ confidentiality; (5) carefully perform duties to avoid
, care, prudence and in the best interest of investors. (3) disclose or provide important and relevant information sufficient for investors’ decision making; (4) keep investors’ confidentiality; (5
or its staff. Clause 14 A management company shall require the representative to completely keep updated evidentiary documentation as for providing services to clients. In this regard, such documents
management company shall require the representative to completely keep updated evidentiary documentation as for providing services to clients. In this regard, such documents shall be made readily available for