account. By providing the required information only once via the standard single form, investors will have more convenience in opening investment accounts of all types of capital market product, for

The Ministerial Regulation on Revenue Tax Exemption granting tax privileges to SSFs and the Notification of the Director-General of the Revenue Department providing detailed rules are published in

information service was popular among its users.However, SEC has continuously improved and developed the data to provide services to the public by providing a variety of information such as fund raising

Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information

appropriately and sufficiently in line with the number of clients and the transaction volume;  2)    Rectifying the client acceptance policy to be consistent with the work systems capable of providing services

required to conduct a knowledge test on investors before providing services to them.   The consultation paper is available at https://bit.ly/3knvOOk. Stakeholders and interested parties are welcome to

Under the previous MoU, the UK and the SEC Thailand worked together with the UK providing technical assistance in areas including accounting standards, the development of financial technology

Requirement Test (SMART) Center at Thammasat University, providing that the result must be within two years from the date of passing the examination.  Apart from passing the examination, the application must

prohibition, however, will not apply if excess holding is not resulted from making additional investment, providing that asset management company must arrange to have appropriate measure to prevent other

account long-term benefit to the company, providing that ESOP participants must have specified qualifications and be active agent when exercising his or her right to purchase securities under ESOP.  Besides