: Proactive: forward-thinking and acting in advance in anticipation of possible challenges while being a firm and fair regulator as well as a friendly and visionary partner to all sectors, and initiating
ใหค้ณะกรรมการ ก.ล.ต. มีอ านาจก าหนด หลักเกณฑ์ให้ ตลท. ปฏิบัติ รวมทั้งบทลงโทษทาง ปกครองสอดคล้องกับมาตรฐานสากลในการก ากับดูแล SRO และ secondary market ซ่ึงก าหนดให้ regulator ต้อง มีอ านาจเพียงพอในการ
ข่องผูเกีย่วของไดอยางเหมาะสม ดังนี้ 1) Trustee ซ่ึงทําหนาที่เปน REIT Manager (“REIT Manager”) ทําหนาที่จดัการ REIT และยืน่ filing ขอมูลในการจัดตั้ง REIT 2) Trustee ซ่ึงทาํหนาที่เปนผูดแูลผลประ
, starting from 1 February 2018. In addition, since {B} is also a branch manager of the bank, she is prohibited from functioning as branch manager responsible for capital market business of any bank or
exempted during the conversion process whereas the effective date of registration statement and draft prospectus of REITs will be expedited. In addition, one trust manager-one REIT rule generally applies to
regulator; (4) no any fact indicating that the applicant has financial difficulty that may cause any damage or other incidents indicating that such applicant is facing financial difficulty. In addition, there
the relevant supervisory law; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) not being restricted, suspended or restrained of its operation by regulator; (4) no
of the jurisdiction wherein foreign regulator under (4) is located; (3) Evidence that units of foreign ETF are traded on home exchange which is a member of the World Federation of Exchanges (WFE); (4
Microsoft Word - วิเคราะห์ Q362-ENG 14 November 2019 Subject :Management discussion and analysis of financial statement for three-month period ended 30 September 2019 Attention :Director and Manager