Sales and Services PLC (SECC), failed to supervise SECC to submit (1) the reviewed financial statements for Q1/2008, (2) the financial statements for the year 2008, (3) the annual registration statement

AI Energy Public Company Limited AI Energy Public Company Limited (“AIE”) has failed to submit the audited financial statements for the year 2015, the annual registration statement for the year 2015

the audited financial statements for the year 2015, the annual registration statement for the year 2015 (Form 56-1, 2015), the annual report for the year 2015 (Form 56-2, 2015) in accordance with the

Asian Insulators Public Company Limited Asian Insulators Public Company Limited (“AI”) has failed to submit the audited financial statements for the year 2015, the annual registration statement for

submit the audited financial statements for the year 2015, the annual registration statement for the year 2015 (Form 56-1, 2015), the annual report for the year 2015 (Form 56-2, 2015) in accordance with

bondholders’ representative for All Inspire Development Public Company Limited (“ALL”), failed to verify the debt obligations on the condominium units provided as collateral prior to the registration of such

) documents containing details in relation to ASEAN Collective Investment Scheme to be offered for sale which shall have the same characteristics of the forms and list specified in the Registration Statement

matters related to compliance with this Notification as well as set penalty measures as a guideline for the SEC Office. The Committee under the first paragraph shall comprise no more than five experts in

operator” means a person who is responsible for the management of collective investment schemes. “registration statement” means a registration statement for the offering for sale of units of a collective

undertake securities business in the category of securities brokerage, securities dealing or underwriting of investment units. Enclosure 4 Enclosure 4 http://www.sec.or.th/ 2 1.5 Filing of the registration