) fund, which is managed by a person who has been named in a complaint filed by a foreign regulator on account of managing investment without approval. If approached with a solicitation to invest in
regulator of the recognized ACMF member will be exempted knowledge test on products and rules and regulations in the host country and subject to the specified scope of supervision, such as performance of
As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th
business legally under the law of home country;? -?supervised by an IOSCO member regulator; -?not having a business premise in Thailand, except through shareholding in an SEC approved local CRA; and
Regulator)? และหน่วยงานอิสระของประเทศในกลุ่มอาเซียนที่ทำหน้าที่กำกับดูแลผู้สอบบัญชี (ASEAN Audit Regulators Group)? แล้ว ยังส่งผลให้ตลาดทุนไทยได้รับผลประเมินเกี่ยวกับบรรษัทภิบาลในระดับดีขึ้น? เนื่องจากข้อมูล
: https://www.iosco2023thailand.com/________________________ About the SEC Thailand The Securities and Exchange Commission, Thailand is an independent regulator established according to the Securities and
”) ก็ใหบ้ริษทัต่างประเทศปฏิบติัตาม ขอ้ก าหนดของหน่วยงานก ากบัดูแลหลกั (“home regulator”) และตลาดหลกัทรัพยห์ลกั (“home exchange”) ต่อไป ทั้งน้ี สาระส าคญัของประกาศท่ีเก่ียวขอ้งมี ดงัน้ี 1. ประกาศคณะกรรม
e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
manager regardless of what the job title may be, including whomever assigned by the highest-ranking manager.
standards for businesses, and assistance for listed companies on disclosing greenhouse gas emission reduction performance in the 56-1 One Report. During the session, Dr. Satit Niamsuwan, Project Manager of