a juristic person having any of the following characteristics in accordance with the latest financial statements reviewed by an auditor (โปรดเลือก และแนบเอกสารหลักฐานประกอบ / Please select and attach
latest financial statements reviewed by an auditor (โปรดเลือก และแนบเอกสารหลักฐานประกอบ / Please select and attach document(s)) □ มีส่วนของผู้ถือหุ้นตั้งแต ่100 ล้านบาทขึ้นไป หรือ / having shareholder
”, “associate company”, “connected person”, “executive”, “major shareholder”, “controlling person”, “person who may have a conflict of interest” and “consolidated financial statements” shall have the same meaning
, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the intermediary , in order to monitor the compliance with this
consolidated financial statements as of 30 September 2017f, the transaction size is of the highest value when calculated from net tangible asset test, which Remark: 1 75 per cent is calculated from the Company’s
) the Financial Institutions Development Fund; (j) the Government Pension Fund; (k) a provident fund; (l) a mutual fund; (m) a juristic person whose audited financial statements of the latest year record
Financial Institutions Development Fund; (j) the Government Pension Fund; (k) a provident fund; (l) a mutual fund; (m) a juristic person whose audited financial statements of the latest year record capital
associated with derivatives trading to the client, as well as procure the client sign the aforesaid document to certify that the derivatives broker has given an explanation on risks which may arise from
sign on the risk disclosure statement to certify that it has given an explanation of the risks associated with derivatives trading to the client, as well as procure the client sign the aforesaid document