in virtual assets such as digital tokens5, virtual commodities and crypto assets6 and engaging in a physical short sale transaction is also prohibited. However, a Covered Fund may borrow or engage 4
, which does not fall into the prohibited underwriting under Clause 3, such securities underwriter shall also disclose a relationship between itself and such person to investors; (7) notify a related
shareholder, a controlling person, a parent company, or a subsidiary company of any securities underwriter, or their related persons, which does not fall into the prohibited underwriting under Clause 3, such
company of any securities underwriter, or their related persons, which does not fall into the prohibited underwriting under Clause 3, such securities underwriter shall also disclose a relationship between
securities underwriter; Clause 3/1 The underwriting of REIT unit by a securities underwriter in the following cases shall be prohibited, except where such underwriter is able to demonstrate to the SEC Office a
/1 4 The underwriting of REIT unit by a securities underwriter in the following cases shall be prohibited, except where such underwriter is able to demonstrate to the SEC Office a mechanism or measure
possible conflicts of interest; (d) imposing code of conduct or measure to prevent operation constituting conflicts of interest, which includes the following issues: 1. prohibited action possibly
be prohibited from soliciting money, gifts, or favors from anyone with whom the CRA does business and should be prohibited from accepting gifts offered in the form of cash or cash equivalents or any
) Shareholder equity in amount of……………….….………….…Baht 2. Information of prohibited characteristics: 2.1 Up to present; (1) Is a person whose name is on the black list or the list of persons whom the Stock Exchange
. Information of prohibited characteristics: 2.1 Up to present; (1) Is a person whose name is on the black list or the list of persons whom the Stock Exchange of Thailand considered not appropriated to be