company has acquired during the course of business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited
” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited Characteristics of the Executives of a Securities Company; “investor contact” means
SEC Office shall have the authority to specify the timeframe or conditions for its consideration of subsequent applications by taking into account the significance of the prohibited qualifications
, family offices, insurance companies, endowment funds, and fund of funds. Specific details of the limited partners cannot be disclosed to public as they are prohibited under confidentiality agreements. 3
limited partners cannot be disclosed to public as they are prohibited under confidentiality agreements. 3 Link Capital I and ACO I are private limited companies set up as special purpose vehicles for
services to the clients only in case of accepting selling orders or closing out the outstanding positions of capital market products in the clients’ trading accounts, except the intermediary is prohibited by
comply with the specified rules for providing such services according to its category, mutatis mutandis, excluding the prohibited securities allocation rules; (2) an offer for sale of such depositary
server device network device etc. in the computer centre or prohibited zone and identifying right for computer centre. [M] · In case of unauthorised person may have a necessary to in the computer centre
or prohibited zone and identifying right for computer centre.[M] o In case of unauthorised person may have a necessary to in the computer centre sometime, it shall control strictly namely determine the