, revising the conditions for obtaining a license to allow applicants to choose whether to engage in mutual fund or private fund management, thus avoiding the burden of setting up systems for services they do
operations. In work for which there are few service providers and the business operators will not be able to engage other service providers to provide services on their behalf immediately, this work may
mutual fund which will be allowed to (1) invest in both equity or debt instruments issued by CDM project operators, (2) trade Certified Emission Reduction (CER), (3) engage in other transactions such as
results of the performance, with adequate details and within proper time, to the client . Clause 44 In case it is necessary to engage in agreement before beginning any service, an intermediary shall prepare
execution according to market conditions; (3) report or inform the results of the performance, with adequate details and within proper time, to the client. Clause 44 In case it is necessary to engage in
Microsoft Word - 1_Company Account 3-%0@ˆ5"ˇ_@˙%5H"ˇA˙%_20211124 - kdraft V2.docx 1 Application for Registration / Change of Information in Company Account Date
) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 1/2554 Re: Verification and Announcement of Qualified Units of Foreign ETF and Application for Allotment of Foreign ETF Units
/ 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary Name of Company
general public as being ready to engage as an agent in the business of trading in derivatives with others, and has been licensed or registered under this Act, excluding those derivatives brokers with the