size of acquisition or disposition transactions during 6 months prior to date is equivalent to 5% of net tangible assets of the Company. The portion is below the 15% threshold, which is not classified as
Securities and Exchange Commission OrYor. 7/2545 Re: Guidelines for the Consideration of the Business Operation which is Classified as Securities Business in the Category of Securities Underwriting 02
e-service Online Submission See canceled document Securities Brokerage Business >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status
e-service Online Submission See canceled document Securities Underwriter Business >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status
e-service Online Submission See canceled document Securities Dealer Business >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified
e-service Online Submission See canceled document Derivatives Agent >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified Date
e-service Online Submission See canceled document Derivatives Dealer >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified Date