e-service Online Submission See canceled document Business Operation Rules >> Segregation of Finance and Securities Business & Merger (Section 90)   Type Title Section See Document Status Notified

e-service Online Submission See canceled document Derivatives Agent >> Net Liquid Capital Rule (Section 49)   Type Title Section See Document Status Notified Date Effective Date 1. Circular  SEC

e-service Online Submission See canceled document Derivatives Agent >> Reporting Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Circular  SEC. Nor Por. (Wor

e-service Online Submission See canceled document Derivatives Agent >> Arbitration   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the Securities

e-service Online Submission See canceled document Derivatives Agent >> Public Holidays   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the

e-service Online Submission See canceled document Derivatives Dealer >> Accounting and Financial Statements (Section 27, 28)   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Derivatives Dealer >> Arbitration   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the

on securities businesses.SEC disseminates the public hearing document on this issue at SEC website: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=578. Any related and interested parties are

disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related interested parties and persons are welcome to make comments at the website or facsimile: 0-2033-9712

clients’ assets, follow the current regulations on holding shareholders’ equity as the capital requirement.SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing