Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand ( issued by CIS Operator ) [ ] 4
under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
ETF” means a share of investment company or unit trust issued under collective investment scheme in the category of exchange-traded fund established under law of foreign jurisdiction; “foreign regulator
capital market product having high-risk or complex characteristics; “general manager” means a person who is assigned by the board of directors to be the highest level responsible person in the management of
trust (unit trust) having objective to invest in securities or financial instruments; “home regulator” means capital market supervisory agency of country where foreign collective investment scheme has
Office of the Securities and Exchange Commission No. SorChor. 29/2555 Re: Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct ___________________________________ With
) MR. THAWEESAP RAWAN Manager of Digital Asset Business Operator http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143464 MR. WUTTIPONG SOONTORNSANEE Manager of Digital
Date (Newest) Date (Oldest) MR. THAWEESAP RAWAN Manager of Digital Asset Business Operator http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000143464 MR. WUTTIPONG
Exchange Commission related to appointment and performing duty of fund manager and in relation to approval of investor contacts and standards of conduct specify that fund manager, property fund manager